Passing the Series 7 Exam Passing the Series 7 exam qualifies you to buy and sell securities products as a stockbroker. The Series 7 General Securities Representative license allows representatives to solicit orders for a wide range of securities, including stocks, bonds, mutual funds, options and others. The Series 7 is undergoing a significant change starting in October 1, 2018. Changes to the Series 7 Exam. Get access to the most extensive on-demand course available for the new exam, plus personal attention from an instructor. Online Courses feature engaging, interactive, and effective learning methods. The Series 7 exam, also called the General Securities Representative Exam, is a regulatory licensing exam administered by FINRA to assess the competency of entry-level finance professionals involved in the selling, trading or dealing of securities. WATCH FOR SERIES 7 VIDEOS, COMING SOON. The outline is comprised of the four major job functions of a general securities representative. The table below lists the allocation of exam items for each major job function. SIE SIE Online Course S7 Series 7 Online Course S63 Series 63 Online Course S65 Series 65 Online Course S66 Series 66 Online Course SIE SIE Exam Securities Industry Essentials S3 Series 3 National Commodity Futures S4 Series 4 Registered Options Principal S6 Series 6 Inv. You need to study with purpose and planning. The new Rapid Enrollment is now available! Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Series 7 Exam, General Securities Representative Examination (GS). Our website and courses will be unavailable at this time. Test your knowledge with retention questions, activities, chapter quizzes and simulate your licensing exam. Step 2: Secure a Sponsorship. Check out our private tutoring at the link above. Once you secure your sponsorship, you can take the top-off exam for the Series 7 license. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Step 2: Become Sponsored by a FINRA Member Firm. Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA ® Series 7 Exam, General Securities Representative Examination (GS).We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. This course will deliver the content needed to successfully complete the examination requirements. Step 3: Study for the Series 7 Exam. Watch, read, and listen to curriculum developed by industry experts & cross-referenced with the exam content outline. 1. Series 7 license candidates must pass FINRA’s General Securities Representative Qualification Exam, which measures the entry-level knowledge needed to perform the critical job functions of a general securities representative. How to Become a Registered Representative (Series 7) COVID-19 Updates. Pass your exam on the first attempt with courses trusted by the nation's top banks and insurance companies. Partner with A.D. Banker and simplify your licensing process. Series 7 license candidates must pass FINRA’s General Securities Representative Qualification Exam, which measures the entry-level knowledge needed to perform the critical job functions of a general securities representative.